Bibliometric Notes

No 2 2000 vol 4

ISSN 0284-3536

Inforsk, Department of Sociology, Umeå Universitet, SE- 901 87 Umeå, Sweden

Tel: +46-90-786 56 98

E-mail: olle.persson@soc.umu.se


Swedish US-patents

Olle Persson

All inventors names are registered in the US-patents along with their country name. Then we can use the USPTO-server and identify all patents with a Swedish inventor. Then if we look at the percentage of those patents co-invented with other countries, US-inventors appear in about 3 percent during the years 1986-1996 (Table 1). This is a much lower figure compared to the percentage of papers co-authored with the US, which suggests that basic research is much more internationalized than technological development. However, we can note a dramatic increase over the years, which leads us to conclude that internationalization is as evident in technology as in basic research. If we study the co-inventions by region we can conclude that North America and EU carry similar weight for Swedish inventors (Table 2). The fact is that collaboration with the US is somewhat stronger. Thus, we cannot up to 1996 find evidence of any marked effect of EU-membership as is the case in basic science.

The data downloaded from the USPTO-server contains patents with a Swedish assignee address and patents with Swedish inventor address. Table 3 shows that the national inventor base for Swedish owned patents is still very strong but gradually decreasing. Similarly, of the patents having a Swedish inventor, a growing share is assigned to companies outside Sweden, though in several cases to foreign offices of Swedish multi-national companies. These figures tell just about the same story as the previous ones, but it is of some importance to stress the fact that the national base for technological inventions is still very high.

The USPTO-patens has an assignee field which lists names of companies that own the patent. The list of patents with assignees located in Sweden has Ericsson at the very top with 708 issued US-patents during 1986-1997 (Table 4). Then follows ABB, Sandvik, Volvo and Electrolux with much fewer patents than Ericsson. It is interesting to note that Astra and Pharmacia are found on rank six and seven. When comparing with papers there seems to be an inverted rank order in that patenting is more important to Ericsson than papers (194 papers and 708 patents), while Astra that has many papers and few patents (2592 papers and 190 patents). However, we must remember that the coverage of Astra papers is probably much better than for Ericsson, who specializes in telecom engineering which has a much lower coverage in SCI compared to medicine which is the major field of Astra. Still, we can assume that Ericsson and Astra look differently upon patenting and paper publishing. As said earlier, for Astra paper publishing can be a advantageous for technological competition since it may prevent others from patenting. Such as strategy may not be valid or relevant for Ericsson.

The Swedish multi-nationals are leading in terms of the number of patents in most of the technological fields as shown in Table 5. This is a reflection of the concentration of R&D-activities to a few companies as shown by the distribution of R&D-costs in the private sector within Sweden. The leader dominance is exceptionally high in Telecommunication (Ericsson) and in Power Generation and Distribution (ABB). If we distribute patents by assignee we find that the classical 80-20 rule applies: 80 percent of the patents are assigned to 20 percent of the companies. In real numbers, 10 companies has 36 percent of the patents, 20 have 47 percent and the 50 most productive companies have 60 percent of the patents. If the skewness of this distribution is good or bad for Sweden is hard to judge. However, for Sweden's innovative capacity it should be of some importance how the highly innovative companies grow and locate their R&D activities.

 

Table 1. International co-inventions of patents with Swedish inventors by country of collaborator 1986-1996.

Note: Percent of Swedish invented patents. Based on USPTO downloads

Country

1986

1987

1988

1989

1990

1991

1992

1993

1994

1995

1996

Totalt

USA

1.6

1.1

2.0

2.4

2.2

2.2

3.8

3.8

4.3

5.4

5.9

3.1

Germany

0.5

0.4

0.7

0.8

0.6

0.5

0.5

0.5

0.7

0.8

1.5

0.7

Norway

0.1

0.6

0.4

1.1

0.4

0.4

0.1

0.7

0.7

0.6

0.8

0.5

Finland

0.3

0.3

0.0

0.1

0.7

0.5

1.1

0.9

0.7

0.5

0.8

0.5

Denmark

0.3

0.2

0.3

0.1

0.3

0.4

0.9

1.4

0.6

0.5

0.6

0.5

UK

0.7

0.2

0.4

0.4

0.4

0.3

0.5

0.4

0.6

0.4

1.0

0.5

Switzerland

0.3

0.3

0.5

0.1

0.6

0.3

0.9

0.2

0.7

0.1

0.4

0.4

France

0.1

0.2

0.2

0.2

0.1

0.3

0.4

0.5

0.1

0.4

0.8

0.3

Canada

0.0

0.0

0.1

0.3

0.4

0.2

0.2

0.2

0.6

0.2

0.4

0.2

Italy

0.1

0.4

0.1

0.2

0.1

0.1

0.2

0.4

0.2

0.2

0.1

0.2

Japan

0.1

0.1

0.4

0.3

0.1

0.1

0.0

0.4

0.3

0.2

0.2

0.2

Netherlands

0.0

0.0

0.3

0.1

0.1

0.0

0.4

0.4

0.4

0.3

0.3

0.2

Belgium

0.0

0.2

0.1

0.1

0.3

0.1

0.1

0.1

0.2

0.0

0.0

0.1

Austria

0.0

0.1

0.0

0.1

0.0

0.1

0.1

0.1

0.1

0.2

0.0

0.1

Australia

0.1

0.0

0.0

0.2

0.0

0.1

0.0

0.1

0.0

0.1

0.1

0.1

 

Table 2. International co-inventions of patents with Swedish inventors by region of collaborator 1986-1996.

Note: Percent of Swedish invented patents. Based on USPTO downloads

Percent of Swedish patents

Year

EU

NA

EU and NA

1986

1.9

1.6

0.0

1987

1.7

1.0

0.2

1988

1.9

1.8

0.3

1989

2.0

2.6

0.1

1990

2.4

2.3

0.2

1991

2.5

2.4

0.0

1992

4.2

4.1

0.0

1993

3.9

3.7

0.4

1994

3.2

4.6

0.2

1995

2.9

5.1

0.3

1996

4.6

5.8

0.4

Total

2.8

3.1

0.2

 

Table 3. Swedish patents by country address of assignee and inventor 1986-1997

Note: Based on USPTO downloads

Issue year

Percent of patents with Swedish assignees that have Swedish inventors

Percent of patents with Swedish inventors that have non-Swedish assignese

1986

95.6

16.2

1987

95.9

12.1

1988

95.2

14.9

1989

93.5

17.8

1990

93.8

17.6

1991

91.3

18.8

1992

93.2

26.0

1993

90.2

29.8

1994

90.6

23.3

1995

94.5

19.5

1996

90.9

22.4

1997

88.8

23.1

 

Table 4. Swedish US-patents by assignee 1986-1997

Note: Based on USPTO downloads

Assignee

N of issued patents

LM Ericsson

708

ABB

518

Sandvik AB

318

AB Volvo

269

AB Electrolux

252

Pharmacia AB

193

Astra AB

190

Saab

176

SKF

132

Alfa-Laval AB

132

Atlas Copco AB

130

Molnlycke AB

118

Eka Nobel AB

96

Bofors AB

86

Siemens

82

Nobel AB

71

Kamyr AB

67

Tetra Pak

66

Sunds Defibrator AB

66

Pacesetter AB

60

Perstorp AB

59

IRO AB

50

Gambro AB

45

Aktiebolaget Hassle

44

Boliden

43

AB Tetra Pak

43

ITT Flygt AB

39

Autoliv Development AB

38

AGA AB

38

Flakt AB

37

Kvaerner

35

Svenska Rotor Maskiner AB

34

Industri AB Thule

34

Mo och Domsjo AB

33

Frigoscandia

33

Televerket

31

Gotaverken

30

Berol Nobel AB

28

AB Akerlund & Rausing

28

Seco Tools AB

27

Husqvarna Aktiebolag

27

Forsheda AB

26

Berol Kemi AB

26

PLM AB

25

KabiVitrum AB

25

 

Table 5. Leading companies by technology field of patents 1986-1997

Note:Technology field defined by all IPC-codes according to the CHI-scheme. Fractional counting of multi-classified patents. Based on USPTO downloads.

Technology Field

Top three assignees (percent of patents)

Patents

Aerospace and Parts

ABB(60), Saab (8), AB Volvo (4)

40

Agriculture

ABU AB (21), Sunds Defibrator AB (12),

Alfa-Laval AB (8)

159

Biotechnology

Pharmacia AB (20), Astra AB (6), Probi AB (5)

64

Chemicals

Pharmacia AB (10), Astra AB (10), Eka Nobel AB (10)

441

Computers and Peripherals

LM Ericsson (46), ABB(5), ICL Systems AB (5)

125

Electrical Appliances and Components

ABB(25), LM Ericsson (18), AB Electrolux (13)

291

Fabricated Metals

Sandvik AB (25), ABB(25), AB Volvo (5)

169

Food and Tobacco

Pharmacia AB (9), Alfa-Laval AB (8), Frigoscandia (6)

80

Glass, Clay and Cement

Sandvik AB (30), AGA AB (9), Edmeston AB (4)

63

Heating and Ventilation

AB Electrolux (24), Frigoscandia (20), Flakt AB (6)

72

Industrial Machinery and Tools

Sandvik AB (15), SKF (8), Atlas Copco AB (8)

765

Industrial Process Equipment

Alfa-Laval AB (15), ABB(10), Eka Nobel AB (3)

517

Measuring and Control Equipment

ABB(16), LM Ericsson (10), Saab (6)

298

Medical Electronics

Pacesetter AB (35), Siemens (30),

Radi Medical Systems AB (3)

146

Medical Equipment

Molnlycke AB (16), Astra AB (9), Nobel AB (7)

332

Miscellaneous Machinery

Tetra Pak (7), AB Tetra Pak (5), ABB(4)

561

Miscellaneous Manufacturing

Bofors AB (12), Sandvik AB (4), AB Electrolux (3)

518

Motor Vehicles and Parts

AB Volvo (20), Saab (16), AB Electrolux (11)

339

Office Equipment and Cameras

LM Ericsson (29), Svecia Silkscreen Maskiner AB (6), Bindomatic AB (5)

158

Oil and Gas

Atlas Copco AB (19), Sandvik AB (18), Berol Kemi AB (9)

107

Other Transport

AB Volvo (30), Gotaverken(8), ABB(5)

158

Pharmaceuticals

Pharmacia AB (26), Astra AB (21), Aktiebolaget Hassle (8)

260

Plastics, Polymers and Rubber

PLM AB (13), Berol Nobel AB (6), Pharmacia AB (5)

124

Power Generation and Distribution

ABB(65), LM Ericsson (5), Studsvik AB (3)

155

Primary Metals

Sandvik AB (20), Boliden(11), ABB(10)

127

Semiconductors and Electronics

LM Ericsson (38), ABB(19), Lumalampan AB (5)

106

Telecommunications

LM Ericsson (81), Televerket (3), Telia AB (2)

531

Textiles and Apparel

IRO AB (20), Tretorn AB (12), Husqvarna Aktiebolag (11)

163

Wood and Paper

Kamyr AB (9), Sunds Defibrator AB (7), Eka Nobel AB (7)

316